\\n A career at the Lombard Odier Group is something to be proud of. Our mission is to protect and grow our clients\\xe2\\x80\\x99 wealth - but not by any means necessary. Sustainability is at the heart of everything we do and we treat our clients\\xe2\\x80\\x99 wealth as if it were our own. We protect our clients\\xe2\\x80\\x99 assets for the long-term using expertise and innovation, all underpinned by our Rethink Everything philosophy. Our colleagues are the foundation of our success. We employ people at different life stages, from graduates to executive level leaders. The one thing they all have in common is that they seek to challenge the status quo, are imaginative and have the ability to offer a fresh perspective.

Group Advisory & Compliance Assurance is small senior team within the Compliance department of the Lombard Odier Group. The team is responsible for the Group Compliance advisory framework and the consolidated compliance assurance plan for entities and offices in Switzerland and abroad. The scope of the team\\xe2\\x80\\x99s activities focuses primarily on risks relating to financial crime, bribery and corruption, market integrity, and product advisory. The orientation of the team\\xe2\\x80\\x99s activities is forward-looking with a view to translating the outcomes of risk-based assurance activities into advice-based compliance solutions.

YOUR MISSION:

Build an understanding of the business lines, including markets, platforms, products and services, and external asset manager models.

Establish and maintain relationships with the business and management, as well as support and control functions. Be able to manage those relationships in a professional manner to maintain Compliance independence.

Provide real-time advice to the business regarding proposed client relationships, structures, and transactions in a timely manner.

Assist with the assessment of higher risk business activities and relationships (including PEPs) as well as specific AML/CFT issues and exposures.

Advise on internal and external regulatory topics, working collaboratively with the business and Group Compliance to facilitate appropriate impact assessments, gap analysis and relevant implementation requirements in connection with New Business Initiatives to a good standard and in a timely manner.

Assist the Head of Group Advisory & Compliance Assurance to provide management information to governance committees and senior management to demonstrate compliance or to highlight issues or trends where appropriate.

Lead the development of robust compliance advisory policies, processes and procedures.

Support testing and oversight of AML program.

Build a close working relationship with Compliance colleagues in various global locations.

YOUR PROFILE:

Degree in Law, Economics or Finance or similar domains

Professional certification (CIA, CISI, ICA) an advantage

Solid understanding of the regulatory environment, particularly of the Swiss framework and the organization of consolidated supervision

At least 10-years relevant experience in Financial Services in the public or private sector and more specifically in with exposure to Private Banking

Experience in a Compliance or Legal roles involving front office advisory, and new business initiatives and/or product and services assessments

Analytical thinker with an ability to prioritize multiple tasks, work under pressure and meet tight deadlines

Ability to summarize complex topics, to drive practical outcomes and to make sound decisions or proposals, including escalation when appropriate, in respect of applicable rules and related risks

Strong interpersonal, communication, presentation and influencing skills. In particular,, notably a proven ability to foster productive relationships with senior management and other control functions

English compulsory and French highly desirable, German an advantage

Resident in Switzerland or willing to relocate to Switzerland.

If you recognise yourself in this description, then please do apply. We look forward to hearing from you.\\n \\n \\n \\n \\n \\n

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