\\n Randstad (Schweiz) AG

On behalf of our Client, an historical and first-class Bank all over Switzerland, we are currently looking for a profile as:

Compliance Expert

in order to strengthen its structure in Lugano.

As a Compliance Expert, the main roles and responsibilities are related (but not limited) to:

- Monitoring the trading operations of customers and employees aimed at ensuring compliance with market rules
- Assessing reports of possible market abuse (insider trading and market manipulation offences)
- Conducting in-depth investigations in the event of suspicious behavior and promptly identifying cases requiring escalation
- Ensuring compliance with the rules applicable to the activity of the Markets Area and in particular performing second-level controls aimed at ensuring compliance risk monitoring

- Academic path in Economics/Finance/Law
- Minimum of 3-5 years of experience in similar positions inside the financial sector
- Must be able to multitask and willing to work on multiple projects at a given time
- Strong written and verbal communication skills (Italian, English)
- Knowledge of the following laws and related implementing ordinances is required: Financial Services, Financial Institutions, Collective Investment Schemes, Financial Infrastructure, as well as the related FINMA Circulars
- Knowledge of SIX\\\'s trading and reporting rules and experience in exchange reporting such as Transaction and Trade reporting, EMIR reporting, FINFRAG reporting and ideally also CFTC and CME reporting, as the Bank is a member of the Swiss stock exchange
- Comfortable interacting with business stakeholders
- Ability to work to deadlines and manage expectations
- Strong analytical and problem-solving skills
- Goal oriented
- Passionate about problem solving
- Team-oriented
- Self motivated
- Deadline-orientated
Finally, considering the Bank\\\'s product issuance activity (structured products, bonds and AMC):

- Knowledge and experience in verifying the issuance program (base prospectus) which must be reviewed and submitted for annual approval, considering the Bank\\\'s product issuance activity (structured products, bonds and AMC)
- Ability to provide advice to the front when there are doubts about the possibilities of issuing and distributing to customers
- Ability to guarantee the so-called \"Product Compliance\": the resource is required to have knowledge of both local and European distribution rules in order to guarantee compliance with cross-border rules for the offer of products and financial services to foreign customers
- Knowledge of US taxation, ideally the resource should have knowledge and experience on: FATCA and related reporting, rules for the application of the DTA and QI reporting
We offer full-time permanent contract inside a prestigious work environment, along with very appealing social and salary conditions, as well as stimulating career path.

If in line with the requisites and interested to delve into this opportunity, we will be glad to receive your complete application!

Indeterminato
Permanent
Bank/Finanz

Branche: Anderes

Funktion: Anderes\\n \\n \\n \\n \\n \\n

\\n\\n Randstad\\n \\n\\n

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